Financial Services SOC 2 Auditors

SOC 2 audit firms with experience in the Financial Services industry. These auditors understand Financial Services-specific controls, regulatory requirements, and compliance frameworks.

94 firms found.

All Financial Services SOC 2 Auditors

Aprio

Atlanta, GA

Aprio, founded in 1952, is a Top 25 U.S. public accounting firm with 1,900+ team members serving clients in 50+ countries. Aprio is one of the few firms offering ISO, SOC reporting, HITRUST, PCI DSS, CMMC, FedRAMP, and WebTrust from a single provider.

Type IType IISaaSTechnologyFinancial Services

Armanino

San Ramon, CA

Armanino is a Top 20 U.S. CPA and consulting firm founded in 1953 with approximately 3,000 employees across 5 continents. Armanino CPA LLP is a licensed independent CPA firm offering SOC reporting and compliance services including SOC 1 and SOC 2 Type I and Type II reports.

Type IType IISaaSTechnologyFinancial Services

Assurance Dimensions

Tampa, FL

Assurance Dimensions is a Florida-based CPA audit firm founded in 2008 with leadership from former Arthur Andersen, Grant Thornton, BDO, and Schellman professionals. Their team includes a former Schellman Florida SOC practice leader. They specialize in SOC examinations for technology and financial services companies.

Type IType IISaaSTechnologyFinancial Services

ATA (Alexander Thompson Arnold)

Memphis, TN

Alexander Thompson Arnold (ATA) is a regional CPA and advisory firm offering SOC examination, IT audit, and risk advisory services across the Mid-South.

Type IType IIFinancial ServicesHealthcareGovernment

Audit Peak

New York, NY

Audit Peak is a minority-owned CPA firm specializing in IT audits, cybersecurity, and risk advisory services. Founded by former PwC, EY, and KPMG professionals, the firm delivers Big 4-level audit expertise with boutique agility. AICPA Peer Review rated 'Pass' (highest rating).

Type IType IISaaSTechnologyFinancial Services

Auditwerx

Tampa, FL

Auditwerx is a CRI (Carr, Riggs & Ingram) division dedicated exclusively to SOC reporting and compliance attestation. Founded in 2009, they have produced over 3,500 security compliance reports and 200+ reports annually. They specialize in SOC 1, SOC 2, SOC 2+, PCI DSS, and CMMC assessments.

Type IType IISaaSTechnologyFinancial Services

Baker Tilly

Chicago, IL

Baker Tilly is a Global CPA and advisory firm with dedicated AICPA SOC specialists performing hundreds of SOC 2 engagements annually across a wide variety of industries.

Type IType IISaaSTechnologyFinancial Services

BARR Advisory

Kansas City, KS

BARR Advisory is a cloud-based cybersecurity and compliance firm specializing in SOC 2, ISO 27001, and FedRAMP for fast-growing SaaS and cloud-based organizations, with a net promoter score of 89.

Type IType IISaaSTechnologyFinancial Services

BD Emerson

Denver, CO

BD Emerson offers specialized SOC 2 Type I and Type II audit services with a strategic partnership with Vanta and was among the first Vanta Certified implementation partners. The firm is a collaborating firm of Andersen Consulting.

Type IType IISaaSTechnologyFinancial Services

BDO UK

London, England

BDO UK is a major accountancy and business advisory firm offering SOC 1, SOC 2, and ISAE 3402 assurance services from London. As part of the BDO global network spanning 160+ countries, they serve technology and financial services organisations requiring international attestation.

Type IType IISaaSTechnologyFinancial Services

BDO USA

Chicago, IL

BDO is a large accounting and consulting firm that provides SOC 2 audits and other assurance services, offering a strong alternative to the Big Four with a growing technology audit practice.

Type IType IISaaSTechnologyFinancial Services

BerryDunn

Portland, ME

BerryDunn is the largest assurance, tax, and consulting firm headquartered in New England with nearly 1,000 employees across 7 states and Puerto Rico. Their attest services are provided by BDMP Assurance, LLP, a licensed CPA firm. They have successfully guided MSPs and technology firms through SOC 2 examinations to meet enterprise vendor requirements.

Type IType IISaaSTechnologyHealthcare

Boulay Group

Minneapolis, MN

Boulay Group is a Minneapolis-based CPA firm founded in 1934, offering SOC 1, SOC 2, SOC 3, and SOC for Supply Chain reporting services alongside financial advisory services.

Type IType IISaaSTechnologyFinancial Services

British Assessment Bureau (Amtivo)

Kent, England

British Assessment Bureau (part of Amtivo Group) is one of the UK's most popular UKAS-accredited certification bodies, offering ISO certification services for over 20 years. Amtivo Group has offices in the US, UK, Ireland, Italy, Norway, China, and Japan, serving clients in 40+ countries. Rebranding to Amtivo in 2026.

SaaSTechnologyFinancial Services

BSI Group

London, England

BSI (British Standards Institution) is an international standards and certification body headquartered in London, offering SOC 2 compliance services alongside ISO 27001, ISO 27017, and other information security certifications globally.

Type IType IISaaSTechnologyFinancial Services

CBIZ

Cleveland, OH

CBIZ is a leading provider of financial, insurance, and advisory services including SOC reporting and IT audit through its MHM subsidiary partnership.

Type IType IISaaSTechnologyFinancial Services

Cherry Bekaert

Atlanta, GA

Cherry Bekaert is a national CPA and advisory firm with 3,000+ professionals and 75+ years of experience. They offer SOC 1, SOC 2, SOC 2+, SOC 3, and SOC for Cybersecurity, and are an authorized CMMC C3PAO. Their Risk & Cybersecurity team has 30+ years of SOC and information assurance experience across all industries.

Type IType IISaaSTechnologyFinancial Services

Citrin Cooperman

New York, NY

Citrin Cooperman is the 19th largest US CPA firm, with licensed attest services through Citrin Cooperman & Company, LLP. They operate a dedicated IT Audit Services practice. In 2025, Blackstone acquired a majority stake, valuing the firm at $2 billion, enabling continued investment in technology and talent.

Type IType IISaaSTechnologyFinancial Services

CLA (CliftonLarsonAllen)

Minneapolis, MN

CLA (CliftonLarsonAllen) is one of the largest US CPA and business advisory firms with 8,500+ professionals across nearly 130 US locations. They provide SOC 2 audit services with industry-focused expertise spanning technology, government, healthcare, and nonprofit sectors. CLA Global was co-founded in 2022.

Type IType IISaaSTechnologyFinancial Services

Clark Nuber

Bellevue, WA

Clark Nuber PS is the largest locally-owned CPA firm in the Pacific Northwest with 300+ professionals and a Certified B Corporation. Their Technology Group serves SaaS, blockchain, AI, and AR/VR companies, providing SOC 1 and SOC 2 reports on controls, with experience including Microsoft SSPA attestations.

Type IType IISaaSTechnologyFinancial Services

Coalfire

Westminster, CO

Coalfire is a leading cybersecurity advisory firm founded in 2001, completing 3,000+ assessments annually through Coalfire Controls, its fully licensed CPA affiliate. With 20+ years of SOC assessment experience and offices in the US and UK, Coalfire partners with Vanta to deliver AI-powered compliance acceleration.

Type IType IISaaSTechnologyFinancial Services

CohnReznick

New York, NY

CohnReznick LLP is a top-20 national CPA firm with 5,000+ global employees and $1.12B in FY25 revenue. Their attest entity is PCAOB-registered and inspected. They offer SOC 1, SOC 2, and SOC 3 audits with professionals holding Advanced SOC for Service Organization Certification and Big Four firm backgrounds.

Type IType IISaaSTechnologyFinancial Services

Compass IT Compliance

North Providence, RI

Compass IT Compliance provides SOC examination, IT audit, and cybersecurity compliance services to organizations across the United States.

Type IType IISaaSTechnologyFinancial Services

CompliancePoint Assurance

Atlanta, GA

CompliancePoint Assurance is a licensed CPA firm dedicated exclusively to SOC 2 audits, led by Carol Amick, a CPA with 20+ years of information security experience. As a CompliancePoint division, they offer blended PCI DSS + SOC 2 and HITRUST + SOC 2 audits, leveraging their status as a PCI QSA and HITRUST-authorized CSF Assessor.

Type IType IISaaSTechnologyFinancial Services

Control Logics

Tampa, FL

Control Logics, founded in 2008, provides risk management and audit consulting for 250+ organizations across North America, Europe, and Asia, covering SOX, SOC readiness, ISO certifications, and privacy compliance.

SaaSTechnologyFinancial Services

Crowe

Chicago, IL

Crowe is a global accounting firm delivering tailored, risk-based SOC 2 audits using proprietary data analytics and AI tools to speed up evidence collection and testing for high-assurance attestations.

Type IType IISaaSTechnologyFinancial Services

Dansa D'Arata Soucia

Buffalo, NY

Dansa D'Arata Soucia LLP (DDS) is a full-service CPA firm in Buffalo, New York with 40+ CPAs specializing in SOC 2 audits. Peer reviewed through the AICPA Peer Review Program, DDS has a decade of experience with the AICPA Trust Service Criteria.

Type IType IISaaSTechnologyFinancial Services

Deloitte

New York, NY

Deloitte is one of the Big Four accounting firms with a massive security and risk management practice, serving as a go-to for complex, global SOC 2 audits for the largest enterprises.

Type IType IISaaSTechnologyFinancial Services

Deloitte India

Mumbai, Maharashtra

Deloitte India provides SOC 2 consulting and audit support as part of the Big Four global network, helping Indian and multinational companies prepare for external reviews and certifications with certified experts in risk management and compliance.

Type IType IISaaSTechnologyFinancial Services

Eide Bailly

Fargo, ND

Eide Bailly LLP is a Top 25 national CPA firm with 3,500 employees across 50+ offices in 17 states, having surpassed $750M in revenue in 2025. They offer SOC audits through their Risk Advisory Services practice, with industry expertise spanning healthcare, banking, and government sectors.

Type IType IISaaSTechnologyFinancial Services

EisnerAmper

New York, NY

EisnerAmper is a major U.S. CPA and advisory firm with 440+ partners and 4,500+ professionals. Their Assurance Technology and Control Services Group performs dozens of SOC examinations annually. Notably, an EisnerAmper partner chairs the AICPA SOC 2 Working Group.

Type IType IISaaSTechnologyFinancial Services

EY

New York, NY

EY (Ernst & Young) is a Big Four accounting firm offering technology risk assurance services including SOC 2 audits, frequently working with large enterprises across multiple industries.

Type IType IISaaSTechnologyFinancial Services

Forvis Mazars UK

London, England

Forvis Mazars UK is a leading audit, taxation, and advisory firm with 1,500+ professionals in London. Their Technology and Systems Assurance team delivers SOC 1, SOC 2, and ISAE 3402 assurance reports for financial services and technology organisations globally.

Type IType IISaaSTechnologyFinancial Services

Forvis Mazars US

Kansas City, MO

Forvis Mazars US, formed by the 2022 merger of BKD and Dixon Hughes Goodman, is among the largest U.S. public accounting firms with 7,000+ team members. As part of the Forvis Mazars Global network, they deliver assurance, tax, and consulting services across all 50 states and internationally.

Type IType IISaaSTechnologyFinancial Services

Frazier & Deeter

Atlanta, GA

Frazier & Deeter, founded in 1981, is a Top 50 U.S. accounting and advisory firm headquartered in Atlanta with offices in the US, UK, and India. Their Process, Risk & Governance practice delivers SOC attestation services and has seen substantial demand growth for SOC 2 engagements.

Type IType IISaaSTechnologyFinancial Services

Glocert International

London, England

Glocert International Certifications (UK) Limited is an IAS-accredited global certification body providing accredited certification for ISO 27001, ISO 42001, ISO 9001, ISO 22301, ISO 27701, ISO 20000-1, ISO 14001, and more. Incorporated in the UK in 2020, with offices in Dubai, Coimbatore (India), Colombo (Sri Lanka), and Newark (USA).

SaaSTechnologyFinancial Services

Grant Thornton

Chicago, IL

Grant Thornton is a global audit and advisory firm offering end-to-end SOC 2 solutions, combining audit expertise with technology to deliver efficient readiness assessments and high-quality attestation reports.

Type IType IISaaSTechnologyFinancial Services

Grant Thornton India

New Delhi, Delhi

Grant Thornton India helps mid-sized organisations prepare for SOC 2 audit reports with an organised and accessible approach. The firm provides readiness assessments and attestation services as part of the global Grant Thornton network.

Type IType IISaaSTechnologyFinancial Services

GRF CPAs & Advisors

Bethesda, MD

GRF CPAs & Advisors is a Washington DC-area CPA firm with 45 years of experience serving 1,600+ nonprofit and government clients. They provide end-to-end SOC 2 Type I and Type II audit services including readiness advisory and GAP assessments. Recognized by Accounting Today as a 2025 Regional Leader and Firm to Watch.

Type IType IISaaSTechnologyGovernment

GRSee Consulting

Rehovot, Central District

GRSee Consulting, founded in 2009, is an Israel-based cybersecurity and compliance firm with offices in NYC and San Francisco. GRSee provides SOC 2, ISO 27001, PCI DSS, HIPAA compliance services and penetration testing, and is a confirmed Secureframe audit partner.

Type IType IISaaSTechnologyFinancial Services

Henderson Loggie

Dundee, Scotland

Henderson Loggie is a Scottish chartered accountancy firm providing SOC, SOX, and ISAE 3402 compliance services for UK and European technology organisations. The firm publishes practical compliance guides helping organisations understand SOC 2 and ISAE requirements.

Type IType IISaaSTechnologyFinancial Services

HoganTaylor

Tulsa, OK

HoganTaylor is one of the largest business advisory and CPA firms in Oklahoma and Arkansas with 350+ personnel. Their Risk Assurance team specializes in SOC reports, HITRUST validated assessments, and CMMC certification for small to medium-sized companies across the US, delivering highly customized SOC audits.

Type IType IISaaSTechnologyFinancial Services

Illume Intelligence

New Delhi, Delhi

Illume Intelligence is an Indian cybersecurity consulting firm providing SOC 2 assessment services across Delhi, Mumbai, Bangalore, and Chennai. The firm delivers end-to-end SOC 1 and SOC 2 compliance services for technology and financial services organisations.

Type IType IISaaSTechnologyFinancial Services

Insight Assurance

Tampa, FL

Insight Assurance is a Tampa-based audit and cybersecurity firm founded by former Big Four professionals, offering SOC 2, ISO 27001, HITRUST, and other compliance audits with a 97% client retention rate.

Type IType IISaaSTechnologyFinancial Services

INTERCERT

The Woodlands, TX

INTERCERT Inc. is a multinational auditing company operating in 28+ countries, accredited by SCC (Canada) and UAF (United States) under IAF for ISO certification, and a registered CPA firm for SOC 2/SOC 1 services. INTERCERT and Sprinto have delivered 500+ successful audits together.

Type IType IISaaSTechnologyFinancial Services

IS Partners

Philadelphia, PA

IS Partners (merged with AssurancePoint) is a globally recognized CPA firm specializing in IT compliance and cybersecurity assurance, SOC 2, ISO 27001, HITRUST, and PCI DSS services.

Type IType IISaaSTechnologyFinancial Services

ISECURION

Bangalore, Karnataka

ISECURION is a Bangalore-based cybersecurity firm providing SOC 2 Type I and Type II compliance audit services. The firm specialises in SOC 2 certification for Indian and global SaaS companies, with additional capabilities in ISO 27001, PCI DSS, and HIPAA compliance.

Type IType IISaaSTechnologyFinancial Services

ITGRC Advisory

London, England

ITGRC Advisory Ltd is a UK-based firm delivering ISAE 3402 and SOC 2 audit services to technology and financial services organisations. Operating from London, they specialise in helping UK and European companies meet AICPA Trust Services Criteria and ISAE 3000/3402 standards.

Type IType IISaaSTechnologyFinancial Services

Johanson Group

Colorado Springs, CO

Johanson Group is a Colorado-based CPA firm specializing in SOC 1, SOC 2, SOC 3, ISO 27001, and HIPAA audits with a three-step process and reports delivered within four to six weeks.

Type IType IISaaSTechnologyFinancial Services

Keiter

Glen Allen, VA

Keiter is a Virginia-based CPA firm offering SOC 1 and SOC 2 examinations through their Risk Advisory Services team. Their practice lead, Scott McAuliffe (CISA, CFE), has 25+ years in public accounting, including Sarbanes-Oxley, internal audit, and CMMC work. They also offer IT audit via Keiter Technologies.

Type IType IISaaSTechnologyFinancial Services

KirkpatrickPrice

Nashville, TN

KirkpatrickPrice is a licensed CPA firm and PCAOB-registered auditor that has issued over 20,000 security compliance reports to more than 2,000 clients worldwide since its founding. They specialize exclusively in cybersecurity audits including SOC 1, SOC 2, PCI DSS, HITRUST CSF, and ISO 27001.

Type IType IISaaSTechnologyFinancial Services

KLR (Kahn Litwin Renza)

Providence, RI

KLR (Kahn Litwin Renza) is a Top 100 U.S. CPA firm founded in 1975 with 350+ professionals. The firm provides SOC 2 audit services and is a confirmed Secureframe audit partner, with an international office in Lausanne, Switzerland.

Type IType IISaaSTechnologyFinancial Services

KPMG

New York, NY

KPMG is a Big Four accounting firm with a strong IT attestation practice, offering SOC 2 audits as part of their broader assurance services with a global focus on risk management and compliance.

Type IType IISaaSTechnologyFinancial Services

Kratikal

Noida, Uttar Pradesh

Kratikal is an Indian cybersecurity firm offering SOC 2 compliance services with auditors well-versed in international IT frameworks. They deliver optimised solutions for SOC 2, ISO 27001, PCI DSS, HIPAA, and GDPR tailored to each organisation's needs.

Type IType IISaaSTechnologyFinancial Services

Lazarus Alliance

Scottsdale, AZ

Lazarus Alliance is a licensed CPA firm and cybersecurity audit specialist providing SOC 1, SOC 2, and SOC 3 examinations, along with FedRAMP, CMMC, and HIPAA compliance services.

Type IType IISaaSTechnologyFinancial Services

LBMC

Nashville, TN

LBMC is Tennessee's #1 professional services firm with 1,000+ team members serving 11,000+ clients nationwide. Their SOC audit practice is led by professionals who have issued thousands of SOC reports, including a national AICPA SOC training leader. They offer SOC 1, SOC 2, SOC 3, and SOC for Cybersecurity.

Type IType IISaaSTechnologyFinancial Services

Linford & Company

Denver, CO

Linford & Company is a Denver-based CPA firm comprised of former Big Four auditors specializing in SOC 2, HIPAA, FedRAMP, and HITRUST assessments. 90% of their work consists of SOC 2 audits.

Type IType IISaaSTechnologyFinancial Services

Marcum

New York, NY

Marcum LLP is a top-15 national CPA and advisory firm serving private and public companies. Their Risk Advisory practice specializes in SOC reporting, PCI DSS, HIPAA/HITRUST, FISMA, NIST, and ISO 27001, with staff holding CISA, CISSP, QSA, GPEN, and GWAPT certifications.

Type IType IISaaSTechnologyFinancial Services

Mauldin & Jenkins

Atlanta, GA

Mauldin & Jenkins is a regional CPA and advisory firm offering SOC examinations, IT audit, and cybersecurity compliance services across the Southeast.

Type IType IIFinancial ServicesHealthcareGovernment

Maxwell Locke & Ritter

Austin, TX

Maxwell Locke & Ritter (ML&R) is the largest locally-owned CPA firm in Central Texas, founded in 1991 with 140 team members. They perform SOC readiness assessments and SOC 2 examinations for SaaS, FinTech, HealthTech, EdTech, and AI companies, and are recognized as Accounting Today's #1 Best Mid-sized Accounting Firm to Work For.

Type IType IISaaSTechnologyFinancial Services

Moss Adams

Seattle, WA

Moss Adams, founded in 1913, is one of the 15 largest accounting and consulting firms in the United States. Following its 2025 combination with Baker Tilly, the firm operates as the nation's sixth largest CPA advisory firm with 11,000+ professionals across 100+ locations, offering SOC 2 and SOC 3 audit services.

Type IType IISaaSTechnologyFinancial Services

NDNB Accountants

Clearwater, FL

NDNB Accountants & Consultants has been a national provider of SOC compliance and assessment services since 2006. The firm specialises in SOC 1, SOC 2, HIPAA, GLBA, and PCI DSS audits, efficiently combining overlapping operational and security controls across frameworks.

Type IType IISaaSTechnologyFinancial Services

Percilchofe CPA

New Delhi, Delhi

Percilchofe CPA LLC is a licensed CPA firm and AICPA member with 15+ years of expertise in audit, assurance, and compliance. The India-headquartered firm (Percilchofe Pvt. Ltd.) has a US entity registered in Sheridan, WY, and specializes in SOC 1, SOC 2, ISO 27001, GDPR, HIPAA, PCI DSS, HITRUST, FedRAMP, and CMMC.

Type IType IISaaSTechnologyFinancial Services

Plante Moran

Southfield, MI

Plante Moran is one of the nation's largest CPA and business advisory firms with nearly 4,000 staff. Their cybersecurity practice has over 30 years of SOC consulting experience and is actively involved with the AICPA SOC committees, providing advanced visibility into upcoming SOC reporting standards.

Type IType IISaaSTechnologyFinancial Services

Prescient Assurance

Vancouver, BC

Prescient Assurance (formerly Prescient Security) is a globally recognized leader in multi-framework compliance auditing, security assessments, and penetration testing, with senior auditors across the U.S., EMEA, and APAC supporting 25+ compliance frameworks for 5,000+ clients.

Type IType IISaaSTechnologyFinancial Services

PwC

New York, NY

PwC (PricewaterhouseCoopers) is a Big Four accounting firm known for a strong risk assurance practice, popular with large tech and financial services companies for SOC 2 and related compliance audits.

Type IType IISaaSTechnologyFinancial Services

PwC India

Mumbai, Maharashtra

PwC India provides SOC 2 Type 2 compliance services, checking governance and internal controls to prepare companies for audits. Particularly useful for companies doing business across multiple countries, leveraging PwC's global network of 364,000+ professionals.

Type IType IISaaSTechnologyFinancial Services

PYA

Knoxville, TN

PYA (Pershing Yoakley & Associates) is a Top 100 CPA firm ranked by USA Today, Forbes, and INSIDE Public Accounting, and a Top 15 auditor of the nation's largest health systems. They provide SOC 2 Type I and Type II audits for SaaS and cloud-based companies, led by seasoned CPAs and CISAs who prioritize deep technical audit rigor.

Type IType IISaaSTechnologyHealthcare

Richey May

Englewood, CO

Richey May provides attest services through Richey, May & Co., LLP, an AICPA-member CPA firm that undergoes triennial Peer Review and has received the highest attainable results. They specialize in SOC 1 and SOC 2 reports for alternative investment, mortgage banking, and technology firms, with Drata partnership for streamlined evidence collection.

Type IType IISaaSTechnologyFinancial Services

Riskpro India

Mumbai, Maharashtra

Riskpro India is a Mumbai-based risk and compliance consulting firm with in-house US CPA certified professionals, having completed 1,400+ SOC audits. The team includes former Ernst & Young and Navigant Consulting professionals specialising in SOC 1, SOC 2, HIPAA, PCI DSS, and GDPR.

Type IType IISaaSTechnologyFinancial Services

RSM US

Chicago, IL

RSM US is a leading CPA and consulting firm delivering end-to-end SOC 2 support from readiness to audit, with an integrated audit-consulting model and deep industry expertise for middle market companies.

Type IType IISaaSTechnologyFinancial Services

RubinBrown

St. Louis, MO

RubinBrown LLP is a Top 35 national CPA firm and INSIDE Public Accounting Top 500 firm (#33). Their Information Technology Risk Services practice provides SOC 1, SOC 2, and SOC for Cybersecurity examinations with an 'audit once, report many' approach. They also offer an AI Health Check based on NIST AI RMF.

Type IType IISaaSTechnologyFinancial Services

Schellman

Tampa, FL

Schellman is a leading compliance assessment firm focused exclusively on attestation and cybersecurity services, including SOC 2, ISO 27001, HITRUST, FedRAMP, and PCI DSS.

Type IType IISaaSTechnologyFinancial Services

Schellman (Germany)

Munich, Bavaria

Schellman's German office in Munich provides SOC 2, ISO 27001, and C5 attestation services for European organisations. Schellman is one of the few global compliance firms with a dedicated European presence enabling ISAE 3000/3402 and SOC examinations under both AICPA and international standards.

Type IType IISaaSTechnologyFinancial Services

Schneider Downs

Pittsburgh, PA

Schneider Downs is a Top-60 independent CPA firm and the 13th largest accounting firm in the Mid-Atlantic region. They blend IT, internal audit, and external audit expertise for SOC engagements and maintain a proprietary SOC 2 controls catalog. National speakers on SOC reporting and also offer SOC for Supply Chain.

Type IType IISaaSTechnologyFinancial Services

Securance

Utrecht, Utrecht

Securance is a Netherlands-based assurance firm founded in 2004 with roots in Big Four, serving 800+ customers across the Netherlands, Germany, Sweden, and UK. They offer a 'Single Audit, Multiple Standards' approach covering SOC 1, SOC 2, ISAE 3402, ISO 27001, NIS2, and DORA.

Type IType IISaaSTechnologyFinancial Services

Sensiba

San Ramon, CA

Sensiba (formerly Sensiba San Filippo) is a Top 75 U.S. CPA firm offering SOC 2, ISO 27001, and other compliance audits. Sensiba acquired Australia-based AssuranceLab in 2025, expanding its global GRC capabilities with 90+ experts and 2,000+ successful audits.

Type IType IISaaSTechnologyFinancial Services

Sikich

Chicago, IL

Sikich is one of the largest US CPA firms with 2,000+ professionals across North America, EMEA, and APAC. Sikich CPA LLC, the licensed attest entity, provides SOC 2 audit services, while the broader firm offers cybersecurity, ERP/CRM, managed IT, and advisory services.

Type IType IISaaSTechnologyFinancial Services

Smith + Howard

Atlanta, GA

Smith + Howard is a CPA and advisory firm providing SOC reporting, IT audit, and risk advisory services with a focus on middle-market companies.

Type IType IISaaSTechnologyFinancial Services

Thoropass

New York, NY

Thoropass (formerly Laika) is an integrated compliance management platform and certified audit firm offering SOC 2, ISO 27001, HIPAA, HITRUST, and PCI DSS with in-house auditors.

Type IType IISaaSTechnologyFinancial Services

TUV Rheinland

Cologne, North Rhine-Westphalia

TUV Rheinland is a global testing, inspection, and certification company founded in 1872 in Cologne, Germany. The firm offers SOC 2 compliance services alongside ISO 27001, ISO 27017, and other security certifications across India, Europe, and globally.

Type IType IISaaSTechnologyFinancial Services

UHY

Farmington Hills, MI

UHY LLP is a national CPA firm and a member of UHY International providing SOC examination, IT risk advisory, and compliance audit services.

Type IType IISaaSTechnologyFinancial Services

VISTA InfoSec

Mumbai, Maharashtra

VISTA InfoSec, founded in 2004, is an international information security consulting firm with offices in the US, UK, Singapore, and India. The firm has an independent CPA department for SOC 2, GDPR, HIPAA, and PCI DSS attestation services. Recognized as Deloitte Technology Fast 500 Asia Pacific.

Type IType IISaaSTechnologyFinancial Services

Weaver

Houston, TX

Weaver is a Top-35 US CPA firm headquartered in Texas offering SOC 1 and SOC 2 Type I and Type II examinations. Their IT advisory team is led by professionals including Neha Patel (CISA, CDPSE), a former AICPA national SOC School trainer named to Forbes' 2025 Best-in-State CPAs.

Type IType IISaaSTechnologyFinancial Services

Windes

Long Beach, CA

Windes is a Southern California CPA firm founded in 1926 with 30 partners and 250+ professionals across Long Beach, Orange County, and Los Angeles offices. Recognized as an Accounting Today Top 100 Firm, they offer audit, assurance, cybersecurity risk management, and technology advisory services to technology companies and nonprofits.

Type IType IISaaSTechnologyFinancial Services

Windham Brannon

Atlanta, GA

Windham Brannon is a full-service CPA firm founded in 1957, offering SOC 1, SOC 2, SOC 2+, and SOC 3 examinations along with SOC readiness assessments through its Risk Advisory practice.

Type IType IISaaSTechnologyFinancial Services

Wipfli

Milwaukee, WI

Wipfli LLP is a licensed independent CPA firm operating in an alternative practice structure per AICPA standards. They offer SOC 1, SOC 2, SOC for Cybersecurity, and SOC for Supply Chain examinations. Their IT audit team includes SOC, HITRUST, digital forensics, and AI security specialists, including a noted practice for AI company compliance.

Type IType IISaaSTechnologyFinancial Services

Withum

Princeton, NJ

Withum is a forward-thinking advisory and accounting firm and one of the top CPA firms in the US. Their SOC audit team authored and presented the inaugural AICPA SOC for Cybersecurity course, and seven of their professionals are among the first CPAs nationwide to earn the AICPA's SOC for Cybersecurity digital badge.

Type IType IISaaSTechnologyFinancial Services

Wolf & Company

Boston, MA

Wolf & Company, P.C. is a national CPA and business consulting firm founded in 1911, with over 40 IT audit and security professionals. They offer SOC 1, SOC 2, SOC 3, and SOC for Cybersecurity examinations, holding CISA, CISSP, and CPA credentials across their team.

Type IType IISaaSTechnologyFinancial Services

YHB CPAs & Consultants

Winchester, VA

YHB (Yount, Hyde & Barbour) is a Virginia-based CPA and consulting firm established in 1947 with SOC audit and IT audit services. Their Risk Advisory Services team includes CITPs and CISAs who focus on AICPA Trust Services Categories and ISACA COBIT frameworks, providing vulnerability assessments, penetration testing, and SOC auditing.

Type IType IISaaSTechnologyFinancial Services

How to Evaluate Financial Services SOC 2 Auditors

When comparing SOC 2 audit firms for a financial services company, consider these factors alongside standard auditor selection criteria like CPA licensure and pricing.

  • Ask about financial services-specific experience. How many financial services companies has the firm audited? Are they familiar with the controls and data flows typical in your sector?
  • Check for regulatory overlap expertise. If your industry has additional compliance requirements (HIPAA, PCI DSS, FedRAMP, etc.), confirm the auditor can navigate those alongside SOC 2.
  • Evaluate platform compatibility. If you use a compliance automation tool, check that the auditor has experience with it. Browse auditors by platform.
  • Request references from similar companies. A firm that regularly audits financial services organizations should be able to speak to the typical scope, timeline, and challenges for your sector.

Read more: How to choose a SOC 2 auditor โ†’ ยท Questions to ask your SOC 2 auditor โ†’

Financial Services SOC 2 Audit FAQ

Why do financial services companies need SOC 2?
Banks, fintechs, and financial platforms handle sensitive financial data and face regulatory scrutiny. A SOC 2 report gives partners, regulators, and customers independent verification that your security controls are designed and operating effectively, which is often a prerequisite for vendor approval in financial services.
What should fintech companies look for in a SOC 2 auditor?
Prioritize auditors experienced with financial regulations, PCI DSS overlap, and fintech-specific controls. They should understand transaction processing, data encryption at rest and in transit, and relevant regulations like SOX, GLBA, or state money transmitter requirements.
Can a SOC 2 audit be combined with PCI DSS for financial services?
Some auditors offer combined SOC 2 and PCI DSS engagements, which can reduce overlap in evidence collection and control testing. Ask your auditor whether a combined approach makes sense for your specific compliance requirements.

SOC 2 Guides

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    What are SOC 2 requirements? Covers Trust Services Criteria, required controls, policies, and what auditors evaluate during an engagement.

  • Big Four vs Boutique SOC 2 Auditors

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  • How Much Does a SOC 2 Audit Cost in 2026?

    SOC 2 audit fees range from $7,500 to $60,000 depending on type, scope, and firm. Total first-year compliance costs fall between $30,000 and $100,000.

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